ICA's Privacy Policy
Preserving trust is a core value. We recognize that you expect us to protect the information you provide us and to use it responsibly. We are strongly committed to fulfilling the trust that is the foundation of your expectations. For that reason, we have adopted and adhere to the following policy regarding the privacy of your nonpublic personal information.

Click here to view ICA's Privacy Policy

ICA's Electronic Delivery of Documents Policy

Click here to view ICA's Electronic Delivery of Documents Policy

ICA's Business Continuity Plan Disclosure
FINRA Rule 4370 requires a firm to disclose to its clients how its Business Continuity Plan addresses possible business disruption in various scenarios and its response to those scenarios.

Click here to view ICA's Business Continuity Plan Disclosure

ICA's Premier Sponsor Program and Revenue Sharing Disclosure
Because there are thousands of mutual funds available for sale in the U.S., ICA focuses on a group of some of the largest and most well-known mutual fund and insurance companies that offer a wide spectrum of investment choices.

Click here to learn more about ICA's Premier Sponsor Program and Revenue Sharing Disclosure

ICA's TPAM Premier Sponsor Program and Revenue Sharing Disclosure

Click here to view ICA's TPAM Premier Sponsor Program and Revenue Sharing Disclosure

ICA’s Order Routing/Best Execution Policy
At Investment Centers of America, Inc., we value the trust you have placed in us and take our responsibilities to you very seriously. Processing your trades efficiently and effectively is an integral part of the service you should expect from Investment Centers of America, Inc.

Click here to view ICA’s Order Routing/Best Execution Policy

ICA's Affiliation Disclosure

Click here to view ICA's Affiliation Disclosure

ICA's Customer Identification Program

Click here to view ICA's Customer Identification Program Disclosure

ICA's Breakpoint Information

Click here to view “Frequently Asked Questions Regarding Breakpoints”
Click here to view “How Breakpoints Work”
Click here to view “Breakpoints: Are You Owed a Refund?”
Click here to view ICA’s Breakpoint Claim Form
Click here to view ICA’s Understanding Breakpoint Claim Form
Click here for Contact Information

Pershing Corestone Asset Management Fee Disclosures

Click here to view Pershing’s Corestone Fee Schedule

ICA's Form ADV Part 2A and Form ADV Part 2A, Appendix 1, "Wrap Fee Program Brochure"

Click here to view ICA's Form ADV Part 2A
Click here to view ICA's Form ADV Part 2A, Appendix 1, "Wrap Fee Program Brochure"